Regulatory and policy solutions

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Proactive compliance, practical solutions

As regulation continues to evolve in scale and complexity, staying compliant requires more than just box-ticking. At Grant Thornton, we help organisations understand, anticipate and meet regulatory expectations through practical, expert-led solutions.

Our regulatory specialists combine market insight with hands-on experience to deliver advice that’s grounded, reliable and aligned with your industry. We work with clients to create robust frameworks, simplify reporting, and respond effectively to regulatory change—minimising risk and avoiding disruption.

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Our solutions

01 Regulatory advisory

Stay ahead of change

We provide insight into current and emerging regulatory requirements, helping you plan and respond effectively.

Horizon scanning and interpretation
Policy and framework design
Gap analysis and compliance assessments
Monitoring programmes and reporting readiness

02 Risk and due diligence

Build resilience and control

Our risk services ensure your business is protected and well-prepared for scrutiny.

Risk assessments and control testing
Regulatory due diligence
Compliance frameworks and mitigation strategies
Governance reviews and internal audits

03 Reporting and innovation

Simplify compliance delivery

We use data and automation to streamline reporting, ensuring accuracy, timeliness and transparency.

Automated regulatory reporting solutions
Data management and integrity reviews
Regulatory submissions and disclosures
Ongoing reporting support and system integration

04 Engagement and remediation

Respond with credibility and structure

We support clients during regulatory inspections and help address supervisory concerns with confidence.

Review and inspection preparation
Regulatory engagement support
Supervisory remediation planning
Programme delivery and oversight

Get in touch

Kevin Coleman

Partner - Advisory

Contact Kevin Coleman Learn more about Kevin Coleman

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Why Grant Thornton

We combine local expertise with access to a global network, allowing us to bring international insight to complex regulatory challenges. Our team is experienced in delivering strategic and practical compliance solutions, including under frameworks like DORA and IAF.

With Grant Thornton, our clients receive:

Practical advice: Regulatory support tailored to your operating environment
Forward-looking insight: Help anticipating and adapting to regulatory change
Efficient delivery: Tools and processes that simplify compliance
Credible engagement: Support for interactions with supervisors and regulators
Risk reduction: Frameworks that protect your business and reputation

Start building a stronger compliance position today. Speak to our Regulatory team.

Client impact

Delivering confidence through compliance

Regulatory change fully embedded

Assessed gaps, built a practical plan and led implementation to embed a new operating model aligned with regulatory requirements.

End-to-end inspection support

Guided the client through a full inspection cycle, managing engagement and readiness while clarifying regulator expectations.

Strengthened customer outcomes

Reviewed the customer journey and supported leaders with a roadmap to enhance conduct, meet expectations and reduce risk.

Regulatory and policy solutions

Proactive compliance, practical solutions