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Capital Requirements: what is changing under the new prudential regime?
Financial Services Advisory Capital Requirements: what is changing under the new prudential regime?
The Investment Firms Regulation EU 2019/2033 (IFR) and Investment Firms Directive EU 2019/2034 (IFD) establishes a tailored prudential framework for investment firms. As outlined in our previous publication, the new prudential regime for investment firms applies to class 2 & firms primarily, which are not systemic by virtue of their size and their interconnectedness within the wider financial system.
05 Jan 2021
Thresholds and Criteria for large MiFID Firms: the new horizon
Prudential Risk Thresholds and Criteria for large MiFID Firms: the new horizon
Different classes of investment firms will experience different levels of regulatory requirements and supervisory overview tailored to their regulated activities. To identify which category of Investment Firm you are, we outline the characteristics of each of the different classes of investment firms introduced by the new regime.
16 Oct 2020
Investment Firms Regulation and Directive: what is needed from firms?
Financial Services Advisory Investment Firms Regulation and Directive: what is needed from firms?
To help your firm with the implementation of the new prudential framework, leverage Grant Thornton’s prudential risk experts that already assist a diverse range of investment firms.
19 Feb 2020
CRD V Package
Financial Services Advisory CRD V Package
Read our latest article on CRD V Package
14 Jun 2019